Counseling Research: Quantitative, Qualitative, And Mixed Methods (2nd Edition) (Merrill Counseling), 2nd Edition Solution Manual
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Chapter 2: Ethical Consideration in the Practice of Research
Overview of chapter
The profession of counseling strengthens through its research. Ethical research practices must be followed
when conducting counseling research. Researchers follow the principles of the Belmont Report to insure respect for
participants, beneficence, and justice throughout the process. This chapter covers the development and importance
of ethical research practices and practicing research integrity. In addition, it provides a clear link between
responsible conduct of research core areas and the ACA Code of Ethics.
Key words
Research ethics-โstudy or science of right and wrongโof what one ought to do when confronted with conflicting
values or obligationsโ (Steneck, 2003, p. 240).
Research integrity โ โa commitment to intellectual honesty and personal responsibilityโ (Institute of Medicine,
2002) and โadherence to rules, regulations, guidelines, and commonly accepted professional codes or normsโ
(Office of Research Integrity [ORI], 2003).
Responsible conduct of research (RCR) โ โconducting research in ways that fulfill the professional responsibilities
of researchers, as defined by their professional organization [e.g., ACA], the institutions for which they work [e.g.,
university, school district, state agency, community agency], and when relevant, the government and publicโ
(Steneck, 2006, p. 55).
The Belmont Report โthe foundation of the majority of ethical codes surrounding research human subjects
Beneficence โ to do good
Justice – questions concerning who has to bear the burden of risks and who should receive the benefits in research;
ensures fair treatment
Institutional Review Board (IRB)- examines a research study prior to it being conducted in order to weigh the risks
versus benefits, determine how the client will be directly impacted, protections in place for possible risks,
procedures participants will endure, and the method of informed consent.
Chapter Outline
I.
II.
Research Ethics and Integrity
a.
Ethical decisions (i.e. informed consent, best practices, client anonymity in research)
b.
Importance of research integrity
c.
Responsible conduct of research (RCR)
d.
Office of Research Integrity (ORI) core areas
i. data acquisition
ii. management, sharing, and ownership
iii. mentor/trainee relationships
iv. publication practices and responsible authorship
v. peer review
vi. collaborative science
vii. human subjects
viii. research involving animals
ix. research misconduct
x. conflict of interest and commitment
Irresponsible Research
a.
Implication and impact of unethical research
b.
Potential for client harm
c.
ACA ethical inquiries related to research
III.
IV.
V.
III. Roles and Responsibilities of Researchers in the Counseling Profession
a.
Researcher responsibilities
b.
Key studies influencing development of research ethical standards
i. Nazi medical war crimes โ horrendous medical experiments on prisoners in concentration camps
ii. Tuskegee syphilis study โ falsely told participants they would receive treatment for the disease
iii. Jewish chronic disease hospital study – patients injected with live cancer cells
iv. Willowbrook study โ required that children be injected with hepatitis in order to be admitted into
the school
c.
The Belmont Report set the foundation for ethical research of human subjects
i. Respect for persons
1.
individuals should be treated as autonomous agents
2.
additional protection must be provided to individuals with diminished autonomy (e.g.,
mental health disabilities, developmental disabilities, language barriers, dementia, and
children)
ii. Beneficence
iii. Justice
d.
Institutional Review Board (IRB)
i. Typically present at universities and in agencies where research is conducted
ii. Typically made up of members from various disciplines
iii. IRB tasks
1.
examines a research study prior to it being conducted
2.
weighs the risks versus benefits
3.
determines how the client will be directly impacted
4.
ensures protections are in place for possible risks
5.
evaluates procedures participants will endure
6.
approves the method of informed consent.
Additional Researcher Responsibilities
a.
Relationships with research participants
i. Nonprofessional or dual relationships
ii. Sexual harassment
b.
Collaboration with sponsors of research, colleagues, or agencies
i. Keeping them informed about procedures and changes
ii. Collaborative science โ setting ground rules and boundaries
c.
Confidentiality and data management
i. Procedure for removal of identifying information
ii. Securing data
d.
Reporting results
i. Need for accuracy
ii. Significant vs. insignificant results
iii. Plagiarism and citations in writing
Multicultural Considerations in Conducting Ethical Research
a. Counseling research competencies
i. Counselor awareness of own cultural values and biases
ii. Counselor awareness of clientโs world view
iii. Counselor use of appropriate intervention strategies
Suggested Activities
1.
Visit the ACA website at www.counseling.org and download the 2014 Code of Ethics
(https://www.counseling.org/resources/aca-code-of-ethics.pdf). Review section G which specifically relates to
research in counseling. How do these codes promote the concept of research integrity as defined in the
chapter?
2.
Review the entire Code of Ethics. What codes outside of section G are not specific to research but important to
consider when conducting counseling research?
3.
Visit your universityโs IRB office or website. Who makes up the IRB? What steps are outlined for engaging in
research? What forms must be completed? What is the timeline?
4.
Pay specific attention to your universityโs IRB policy on informed consent. Create an informed consent that
would meet university policy for responsible conduct of research.
5.
The chapter mentions three competencies for multicultural considerations in conducting ethical research. The
first competency is the counselorโs own awareness of cultural values and biases. Visit the Harvard Implicit
Test website at https://implicit.harvard.edu/implicit/. Take one or more of the tests provided and discuss the
results in class. Do you agree with the results? Why or why not?
Test Questions
1)
Examples of ethical concerns related to research include ALL BUT WHICH of the following
a)
Issues of informed consent
b)
Client anonymity
c)
Ensuring best treatment for clients
d)
Fees and billing arrangement for counseling appointments
2)
Researchers who practice with โa commitment to intellectual honesty and personal responsibilityโ and
โadherence to rules, regulations, guidelines. and commonly accepted professional codesโ are considered to be
following the principles of
a)
Research norms
b)
Ethical mandates
c)
Research integrity
d)
Client anonymity
3)
Responsible Conduct of Research (RCR) is
a)
Exemplified in the counselor who follows the ethical codes and maintains research integrity
b)
Defined as โconducting research in ways that fulfill the professional responsibilities of researchers, as
defined by their professional organization, the institutions for which they work, and when relevant, the
government and publicโ
c)
Required by law
d)
All of the above
e)
a & b only
4)
ALL BUT WHICH are some of the core areas for counselors to consider if they are to engage in RCR
a)
Mentor/trainee relationships
b)
Writing for publication
c)
Research misconduct
d)
Conflict of interest and commitment
5)
The strongest implication related to unethical research practices in counseling is
a)
Concern for client or human participant harm
b)
Poor research writing/reporting
c)
Data storage procedures
d)
A well-documented history of client death in counseling research practices
6)
Which of the following is most true regarding ethical complaints related to research in counseling
a)
For the last decade, no complaints have been filed related to research
b)
The ACA does not track complaints by category
c)
Ethical complaints related to research are some of the most discussed complaints in the literature
d)
Approximately 1% of ethical inquiries of ACA relate to research and publication
7)
In the study by Davis, Wester and King (in press) reported in the chapter, the researchers found that 24% of
respondents
a)
reported a willingness to use deceptive practices to get clients to participate in a research study
b)
indicated they would be extremely likely to report inaccurate results in order to get a grant or get
published
c)
self-reported a likelihood that they would unethically compensate participants to get a study off the
ground
d)
indicated that they would never engage in unethical research practices
8)
An event which raised questions about the adequacy of informed consent and freedom of human participants,
especially children, was
a)
Nazi Medical War Crimes
b)
Tuskegee Syphilis study
c)
Jewish Chronic Disease hospital study
d)
Willowbrook study
9)
An event which involved extreme medical experiments which tormented patients to death in the name of
science was
a)
Nazi Medical War Crimes
b)
Tuskegee Syphilis study
c)
Jewish Chronic Disease hospital study
d)
Willowbrook study
10)
Researchers in which of the following examples did not inform participants they were being injected with
cancer out of fear that is would frighten the participants and out of a belief that consent was not necessary
a)
Nazi Medical War Crimes
b)
Tuskegee Syphilis study
c)
Jewish Chronic Disease hospital study
d)
Willowbrook study
11)
One of the longest running unethical research projects known was
a)
Nazi Medical War Crimes
b)
Tuskegee Syphilis study
c)
Jewish Chronic Disease hospital study
d)
Willowbrook study
12)
Which of the following is not true about The Belmont Report
a)
Was created by the National Commission for Research Ethics
b)
Arose out of the legal implications of the Tuskegee Syphilis Study
c)
Is the cornerstone document of research ethics
d)
All of the above are true
13)
Belmont Report principles include ALL BUT WHICH of the following
a)
Respect for persons
b)
Beneficence
c)
Justice
d)
Veracity
14)
The Belmont principle that references the concepts that individuals should be treated as autonomous agents
and provides protection for those with diminished autonomy is
a)
Respect for persons
b)
Beneficence
c)
Justice
d)
Veracity
15)
Questions related to who bears the burden of risks and who should receive the benefits of research fall under
the principle of
a)
Respect for persons
b)
Beneficence
c)
Justice
d)
Veracity
16)
The quality or state of doing or producing good is known as
a)
Respect for persons
b)
Beneficence
c)
Justice
d)
Veracity
17)
The Institutional Review Board
a)
Is typically comprised of a minimum of five members
b)
Is charged with making decisions related to risks and benefits to participants
c)
Determine appropriateness of informed consent
d)
All of the above
18)
The ACA ethical code related to relationships between researchers and research participants
a)
Is similar to the codes related to relationships between counselors and clients
b)
States that nonprofessional relationships with participants is always avoidable
c)
Differs from codes related to counselors and their clients because nonprofessional relationships are
encouraged between researchers and research participants
d)
Does not address documentation of rationale for the proposed interaction
19)
Reporting results of research
a)
Contains no inherent ethical pitfalls
b)
Requires accuracy as well as a responsibility to report both significant and insignificant results
c)
Does not require the researcher to be concerned about plagiarism as journal editors will address citation
issues
d)
None of the above
20) All but which of the following are competencies to guide researchers who work with individuals from diverse
backgrounds
a) Counselor use of appropriate intervention strategies
b) Counselor fluency in multiple languages
c) Counselor awareness of clientโs world view
d) Counselor awareness of own cultural values and biases
Chapter 2: Ethical Consideration in the Practice of Research
Answer Key
1. d
2. c
3. e
4. b
5. a
6. d
7. a
8. d
9. a
10. c
11. b
12. a
13. d
14. a
15. c
16. b
17. d
18. a
19. e
20. b
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